Financial Services Compliance Made Simple
Navigate ASIC, APRA, and AUSTRAC compliance with confidence. The unified platform for Australian financial services to manage regulatory obligations, staff compliance, breach reporting, and audit preparation.
Why Financial Services Choose CompliCentral
Purpose-built for Australian financial services regulatory requirements
Real-time ASIC Compliance
Real-timeContinuous monitoring of ASIC requirements with automated alerts for regulatory changes, deadlines, and compliance gaps.
FAR Compliance Management
Full supportComplete support for Financial Accountability Regime obligations including accountability statements, breach reporting, and register maintenance.
APRA Prudential Standards
Full coverageComprehensive tracking of APRA prudential standards including CPS 230, CPS 234, and operational risk requirements.
AML/CTF Compliance
AUSTRAC alignedIntegrated AML/CTF compliance workflows aligned with AUSTRAC requirements for customer identification and suspicious matter reporting.
Comprehensive Financial Services Compliance Features
Everything you need for ASIC, APRA, and AUSTRAC compliance
ASIC Compliance Monitoring
Real-time monitoring of ASIC regulatory requirements including AFSL conditions, DDO obligations, and reportable situations.
- AFSL condition tracking
- DDO compliance
- Reportable situations
- Breach reporting
FAR Compliance
Complete Financial Accountability Regime compliance including accountability mapping, statements, and breach notification.
- Accountability mapping
- Statement management
- Breach notifications
- Register maintenance
APRA Standards Management
Comprehensive management of APRA prudential standards and reporting requirements.
- CPS 230 compliance
- CPS 234 tracking
- Prudential reporting
- Risk management
Staff Compliance
Manage staff compliance including fit and proper requirements, training, and certification tracking.
- Fit and proper checks
- Training management
- Certification tracking
- CPD compliance
Policy & Procedure Management
Centralised policy management with version control, approvals, and acknowledgement tracking.
- Policy library
- Version control
- Approval workflows
- Acknowledgements
Compliance Dashboards
Executive dashboards providing real-time visibility into compliance status across the organisation.
- Status overview
- Risk heatmaps
- Trend analysis
- KPI tracking
Australian Financial Services Regulators
Stay compliant with key regulatory bodies governing Australian financial services
Financial Services Compliance FAQ
What does CompliCentral's financial services compliance platform include?
CompliCentral includes ASIC compliance monitoring, FAR compliance management, APRA prudential standards tracking, AML/CTF compliance, staff compliance management, policy management, breach reporting, audit management, and compliance dashboards for Australian financial services.
Related: How does FAR compliance work? • What APRA standards are covered?
How does CompliCentral help with FAR compliance?
CompliCentral supports FAR compliance through accountability mapping, accountability statement management, breach notification workflows, register maintenance, and documentation of reasonable steps. The platform aligns with joint ASIC/APRA guidance materials.
Related: What is accountability mapping? • How are breaches reported?
Why do financial services firms need compliance software?
Financial services firms need compliance software to efficiently manage complex ASIC, APRA, and AUSTRAC requirements, reduce compliance risk, maintain audit readiness, ensure consistent compliance processes, and demonstrate reasonable steps to regulators.
Related: What are the costs of non-compliance? • How does software reduce risk?
When should financial services firms implement compliance software?
Financial services firms should implement compliance software when facing increasing regulatory complexity, managing FAR obligations, needing better audit preparation, wanting to automate manual compliance processes, or seeking to improve compliance culture.
Related: How long does implementation take? • What is the ROI?
Where is financial services compliance software most critical?
Financial services compliance software is most critical for AFSL holders, ADIs, insurers, superannuation trustees, responsible entities, and any organisation operating under ASIC, APRA, or AUSTRAC oversight in Australia.
Related: What entity types are covered? • Which regulations apply?
Who should use CompliCentral for financial services compliance?
Compliance officers, risk managers, accountable persons under FAR, company secretaries, internal audit teams, and financial services executives should use CompliCentral to manage regulatory obligations and compliance programs.
Related: What training is provided? • Who manages the platform?
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