Australian Regulatory Compliance Made Simple
Real-time monitoring of ASIC and APRA requirements with automated alerts, risk assessment, and comprehensive compliance tracking for Australian brokers and financial services.
Why Australian Brokers Choose Our Compliance Module
Purpose-built for ASIC and APRA regulatory requirements
Real-time ASIC Compliance
Real-timeContinuous monitoring of ASIC requirements with automated alerts for regulatory changes and compliance gaps.
Proactive Risk Detection
95% detectionAI-powered risk assessment identifies potential compliance issues before they become violations.
APRA Standards Tracking
Full coverageComprehensive tracking of APRA prudential standards with automated evidence collection.
Regulatory Change Management
Always currentStay ahead of regulatory changes with automated impact assessment and action planning.
Comprehensive Australian Compliance Features
Everything you need for ASIC and APRA compliance
ASIC Compliance Monitoring
Real-time monitoring of ASIC regulatory requirements including RG244, RG206, and licensing obligations.
- RG244 compliance
- RG206 tracking
- License monitoring
- Breach reporting
APRA Standards Management
Comprehensive management of APRA prudential standards and reporting requirements.
- CPS standards
- SPS compliance
- Prudential reporting
- Risk management
Automated Alerts
Proactive notifications for compliance deadlines, regulatory changes, and potential issues.
- Deadline alerts
- Change notifications
- Risk warnings
- Escalation rules
Compliance Documentation
Centralized repository for compliance policies, procedures, and evidence.
- Policy management
- Evidence storage
- Version control
- Audit trails
Compliance Dashboards
Executive dashboards providing real-time visibility into compliance status.
- Status overview
- Risk heatmaps
- Trend analysis
- KPI tracking
Compliance Workflows
Automated workflows for compliance tasks, reviews, and approvals.
- Task automation
- Review workflows
- Approval chains
- Deadline tracking
Compliance Module FAQ
What does the CompliCentral Compliance Module include?
The Compliance Module includes real-time ASIC and APRA compliance monitoring, automated alerts, risk assessment, regulatory change management, compliance dashboards, and comprehensive documentation management for Australian financial services.
Related: How does ASIC compliance monitoring work? • What APRA standards are covered?
How does the module help with ASIC compliance?
The module monitors ASIC requirements including RG244, RG206, and licensing obligations in real-time, provides automated alerts for deadlines and changes, and maintains comprehensive audit trails for regulatory examinations.
Related: What is RG244 compliance? • How does breach reporting work?
Why do Australian brokers need this compliance module?
Australian brokers need this module to efficiently manage complex ASIC and APRA requirements, reduce compliance risk, maintain audit readiness, and ensure continuous adherence to evolving regulatory obligations.
Related: What are ASIC requirements for brokers? • How does APRA affect brokers?
When should organizations implement the compliance module?
Organizations should implement the compliance module when facing increasing regulatory complexity, managing multiple ASIC/APRA requirements, needing better audit preparation, or wanting to automate manual compliance processes.
Related: How long does implementation take? • What is the ROI?
Where is the compliance module most critical?
The compliance module is most critical for mortgage brokers, finance brokers, aggregators, and financial services firms operating under ASIC and APRA oversight in Australia.
Related: What industries need ASIC compliance? • Which businesses require APRA compliance?
Who should use the compliance module?
Compliance officers, risk managers, broker principals, aggregator compliance teams, and financial services executives should use the compliance module to manage regulatory obligations.
Related: Who manages compliance monitoring? • What training is needed?
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