ASIC & APRA Audit Module

Australian Regulatory Audit Management

Purpose-built audit programs for ASIC and APRA compliance with automated evidence collection, real-time tracking, and comprehensive reporting for Australian brokers.

60%
Faster Audits
100%
Coverage
40%
Fewer Issues
150+
Audit Teams

Why Australian Brokers Choose Our Audit Module

Purpose-built for ASIC and APRA audit requirements

Streamlined ASIC Audits

60% faster

Purpose-built workflows for ASIC compliance audits with automated evidence collection and reporting.

Complete Audit Coverage

100% coverage

Comprehensive audit programs covering all Australian regulatory requirements and industry standards.

Real-time Audit Tracking

Real-time

Live dashboards showing audit progress, findings, and remediation status across your organization.

Continuous Improvement

40% fewer issues

Track audit trends and drive continuous improvement in compliance posture over time.

Comprehensive Australian Audit Features

Everything you need for ASIC and APRA audits

Australian Audit Programs

Pre-built audit programs for ASIC, APRA, and industry-specific requirements.

  • ASIC audit templates
  • APRA programs
  • BID compliance
  • NCCP audits

Evidence Management

Centralized evidence collection with automated requests and secure storage.

  • Evidence requests
  • Document linking
  • Version control
  • Secure storage

Audit Scheduling

Risk-based audit scheduling with resource allocation and timeline management.

  • Risk-based planning
  • Resource allocation
  • Deadline tracking
  • Calendar integration

Audit Dashboards

Executive dashboards with real-time visibility into audit status and findings.

  • Status overview
  • Finding trends
  • Risk heatmaps
  • KPI tracking

Collaboration Tools

Enable seamless collaboration between auditors, auditees, and stakeholders.

  • Task assignments
  • Comments
  • Notifications
  • Shared workspaces

Remediation Tracking

Track audit findings through to resolution with automated follow-up.

  • Finding management
  • Action tracking
  • Due date alerts
  • Closure verification

Audit Module FAQ

WHAT

What does the CompliCentral Audit Module include?

The Audit Module includes Australian-specific audit programs for ASIC and APRA compliance, evidence management, audit scheduling, real-time dashboards, collaboration tools, and remediation tracking for brokers and financial services.

Related: How does ASIC audit management work? • What audit templates are included?

HOW

How does the module help with ASIC audits?

The module provides pre-built ASIC audit programs, automates evidence collection, tracks audit progress in real-time, manages findings and remediation, and generates audit reports for regulatory submissions.

Related: What is ASIC audit compliance? • How does evidence collection work?

WHY

Why do Australian brokers need an audit module?

Australian brokers need an audit module to efficiently manage ASIC and APRA audit requirements, maintain audit readiness, track findings and remediation, and demonstrate compliance to regulators.

Related: What are ASIC audit requirements? • How often are brokers audited?

WHEN

When should organizations implement the audit module?

Organizations should implement the audit module when preparing for regulatory audits, managing multiple audit programs, needing better finding tracking, or wanting to improve audit efficiency.

Related: How long does implementation take? • What is the ROI?

WHERE

Where is the audit module most valuable?

The audit module is most valuable for mortgage brokers, finance brokers, aggregators, and financial services firms subject to ASIC and APRA audits in Australia.

Related: What industries need audit software? • Can it be used for internal audits?

WHO

Who should use the audit module?

Internal auditors, compliance officers, risk managers, broker principals, and aggregator compliance teams should use the audit module to manage regulatory audits.

Related: Who manages audit programs? • What training is needed?

Ready for Streamlined Australian Audits?

Join 150+ Australian audit teams who trust CompliCentral.